Regulatory Compliance

Due Diligence, Continuing Disclosure and other post-issuance filings are part of Sycamore’s regulatory compliance services. As the federal regulatory landscape grows increasingly complex, ensuring accurate and timely compliance and disclosure of financial and other relevant information is an essential duty for municipal issuers. Sycamore works with clients and the legal team to determine what information is important to meet disclosure and other reporting requirements and assists in establishing systematic means to capture and submit that information on a timely basis.

Part of advising long-term capital improvements requires extensive work and negotiations with energy and environmental regulatory agencies. Sycamore works with the U.S. Environmental Protection Agency, USDA Rural Development, Indiana Department of Environmental Management, Indiana Regulatory Utility Commission, and other governmental entities and state and local regulators on behalf of clients.

Please feel free to contact us with any inquiries regarding our services. We look forward to the opportunity to design a custom scope of work depending on your specific needs.